| Category |
Course Code |
Course Title |
Course Objective |
| Credit Management |
12E-CM001 |
Financial Statement Analysis I
(2 HKIB CPD hour) |
On completion of this course, you will be familiar with:
 Importance of analyzing financial statements
Techniques of analyzing financial statements
Ratio Analysis
i.Categorization of ratios
ii.Users of financial information and ratios of their interest
iii.Balance sheet ratios - Liquidty, Solvency, and Structure ratios
iv.Income statement ratios - Profitability, Expense, and Leverage ratios
v.Combined ratios - Turnover, Coverage, and Market Sensitivity ratios
|
| |
12E-CM002 |
Financial Statement Analysis II
(2.5 HKIB CPD hour) |
On completion of this course, you will be familiar with:
Ratio analysis
i.Income statement ratios - Profitability ratios, Expense ratios
ii.Combined ratios - Turnover ratios, Market sensitivity ratios
Limitations of ratio analysis
|
| |
11E-CM001 |
Basel II - An Overview
(1 HKIB CPD hour) |
On completion of this course you will have a better understanding of:
The objectives of the "International convergence of capital measurement and capital standards". (Also known as Basel-II)
The substance of minimum capital requirements (Pillar-I)
The role of supervision as an essential complement to minimum capital requirement
The broad qualitative and quantitative disclosures which banks have to disclose under new Basel Capital accord
|
|
11E-CM002 |
IRB approach overview
(1 HKIB CPD hour) |
On completion of this course you will have a better understanding of:
The mechanism of IRB approach
Different categories of exposures
Risk components involved
Sub-approaches in IRB approach
The procedure for adopting IRB approach across asset classes
Transition arrangements under the IRB approach
|
|
11E-CM003 |
Credit Risk
(1.5 HKIB CPD hours) |
This course is an introduction to the concept of credit risk, which is basic to the understanding of credit derivatives. It includes:
Basics of credit risk
Quantitative measurement techniques
Pricing of credit risk
Comparison of models for credit
|
|
11E-CM004 |
Structure Trade Loans
(1 HKIB CPD hour) |
On completion of this course you will be familiar with:
How do companies finance international trade
The differences between: Trade financing and regular lending; Trade financing and project financing
The two basic variations in trade financing
Different trade structures
Various tools used for financing international trade |
| Internal Control & Compliance |
11E-IC001 |
Terrorist related money laundering
(1.5 HKIB CPD core hours) |
This course explains the issues related to terrorist money laundering and the tools to combat it. It helps the user understand:
Money laundering network, which largely undertakes financing of the terrorist activities
Sources of terrorist financing
Various legislations to counter terrorist related funding and money laundering
|
|
11E-IC002 |
Banking Corporate Governance
(1.5 HKIB CPD hours) |
Topics covered include:
Understand strategies and techniques that are basic to sound corporate governance
Examine the sound corporate governance practices in banking
Identify the role of public disclosure in promoting safety and soundness in banking
|
| Operations Management |
11E-OM001 |
Operational Risk Management-Sound Practices
(2 HKIB CPD core hours) |
On completion of this course you will have a better understanding of:
Principles for management and supervision of operational risk
Framework for evaluating operational risk management policies and practices
Role of supervisors and the utility of disclosure |
|
11E-OM002 |
Regulatory treatment of Operational Risk under Basel II
(1.5 HKIB CPD core hours) |
This course covers the Basel Committee on Banking Supervision¡¯s Working Paper on the Regulatory Treatment of Operational Risk. It helps the user understand:
Rationale for an operational risk charge
Basic indicator approach
Standardized approach
Advanced measurement approach
Analysis of quantitative impact survey result
Role of Pillars 2 and 3 |
| Treasury Management |
11E-TM001 |
Strategies for Interest Risk Management
(1 HKIB CPD core hour) |
This course elaborates on the five strategies for interest rate risk management using duration.
Dedication
Immunization
Indexation
Active Management
Rate Anticipation |
|
11E-TM002 |
Bank and Institutional Applications
(1 HKIB CPD hour) |
This course discusses the application of credit derivatives for active management of bank loan portfolio. It helps the user understand:
Credit Portfolio Management through Credit Derivatives
Portfolio Credit Default Swaps
Synthetic Securitization |
| Wealth Management |
11E-WM001 |
Collateralized Debt Obligations
(2 HKIB CPD hours) |
This course gives an introduction to Collateralized Debt Obligations (CDOs).Topics covered include:
Fundamentals of CDOs
Balance Sheet Vs. Arbitrage CDOs
Cash Flow Vs. Market Value Structures
Synthetic Structures
Motivations behind CDOs
RatingProcess
Role of Asset Manager
Distinction between CBOs and CLOs |
|
11E-WM002 |
Commodities to Markets
(1 HKIB CPD hour) |
On completion of this course , you will be conversant with:
Understanding what are commodity markets
Types of commodities and their characteristics
Concept of commodity market liquidity
Distribution of commodity returns |
|
11E-WM003 |
Energy Markets
(2 HKIB CPD hours) |
On completion of this course , you will be conversant with:
Natural Gas Markets
Electricity Markets
Delivery and Settlement in the Energy Markets
Energy Futures Markets
OTC Energy Derivative Markets
Emerging Energy Commodity Markets |
|
11E-WM004 |
Equity Structured Products
(1.5 HKIB CPD hours) |
This course explains the design and structuring of equity structured instruments. It helps the user understand:
Concept of Structured Products
Equity-linked Notes
Structure
Trading Characteristics |
|
11E-WM005 |
The Psychographics and Life Cycle of the Investor
(1 HKIB CPD hour) |
This course provides an understanding of:
The various individual investor types
How they are likely to carry out their financial programs
Various stages in an individual's life cycle
How individuals are likely to carry out their financial programs in these stages |
